Banks & Broker Dealers

Oyster Consultants have served as leaders at small firms, regional firms and wirehouses, and have first-hand knowledge of the issues broker-dealers face and the necessity of sound solutions. Whether you are starting a broker-dealer and need help to get through the planning and registration process, or you are an existing broker-dealer and want to assess your needs and implement practical solutions to improve your control environment and efficiency, Oyster Consulting can help.