Oyster Consulting’s Harriet Britt Article “FINRA Digital Advice and the Robo-World” in NSCP’s April Issue of Currents

Oyster Senior Consultant Harriet Britt recently contributed her article, “FINRA Digital Advice and the Robo-World” to the National Society for Compliance Professional’s (NSCP) latest issue of Currents, the organization’s monthly publication for industry professionals.  The article reviews FINRA’s “Report on Digital Advice,” including  supervision of testing algorithms and tools, fees and expenses, investor profiles and re-balancing investment portfolios to maintain stated asset allocation plans.  As well as the review, Britt also offers additional things to consider in each area.

To view the article, click  on the link: FINRA Digital Advice and the Robo-World

To learn more about Harriet Britt, click here.

To learn more about the NSCP, click here.