Register Today for Oyster’s DOL Risk Assessment Webinar
On April 6, 2016, the U.S. Department of Labor (DOL) released its final regulation (DOL Rule) defining the circumstances under which a financial professional will be deemed to be a fiduciary. Among the critical initial steps that firms should be taking are an assessment of the potential impact of the rule and a gap analysis intended to reveal missing pieces that will need to be addressed.
- Key components of the DOL Rule;
- Important dates to keep in mind; and
- Review of the risk assessment process we recommend in order to be prepared for the DOL Fiduciary Rule changes
Register now for this 45-minute webinar, to be held on Wednesday, August 31, 2016 at 3:00 pm EST. Questions and participation from the audience are encouraged!
For more information about how Oyster Consulting can assist your firm with its regulatory compliance needs, complete our contact form or call us at 804.965.5400 and one of our Relationship Managers will be happy to help you.