Now What? Next Steps in Preparing for the DOL Fiduciary Rule Change – Register Today!
On April 6, 2016, the U.S. Department of Labor (DOL) released its final regulation (DOL Rule) defining the circumstances under which a financial professional will be deemed to be a fiduciary. Among the critical initial steps that firms should be taking are an assessment of the potential impact of the rule and a gap analysis intended to reveal missing pieces that will need to be addressed.
- What other firms are doing to prepare for the DOL Rule
- An approach and methodology to moving forward and implementing changes
- Project Management
- Decision makers and others who will be impacted
Register now for this 45-minute webinar, to be held on Wednesday, October 26, 2016 at 3:00 pm EST. Questions from the audience are encouraged!
For more information about how Oyster Consulting can assist your firm with its regulatory compliance needs, complete our contact form or call us at 804.965.5400 and one of our Relationship Managers will be happy to help you.