Banks and Broker Dealers

Oyster Consultants have served as leaders at small firms, regional firms and wirehouses, and have first-hand knowledge of the issues broker-dealers face and the necessity of sound solutions. Whether you are starting a broker-dealer and need help to get through the planning and registration process, or you are an existing broker-dealer and want to assess your needs and implement practical solutions to improve your control environment and efficiency, Oyster Consulting can help.

Oyster’s broker-dealer clients include:

  • Start Up Broker-Dealers
  • Introducing Firms
  • Clearing and Self Clearing Firms
  • High Frequency Trading Firms
  • Insurance and Bank-Affiliated Firms
  • Institutional Broker-Dealers
  • Investment Banks
  • Wholesalers & Third Party Marketers
  • On-line Broker-Dealers

Our team is made up of experienced industry practitioners, not career consultants. To learn more about Oyster’s services, please complete our contact form or call us at (441) 541-5036 and we will be happy to help you.