Banks and Broker Dealers
Oyster Consultants have served as leaders at small firms, regional firms and wirehouses, and have first-hand knowledge of the issues broker-dealers face and the necessity of sound solutions. Whether you are starting a broker-dealer and need help to get through the planning and registration process, or you are an existing broker-dealer and want to assess your needs and implement practical solutions to improve your control environment and efficiency, Oyster Consulting can help.
Oyster’s broker-dealer clients include:
- Start Up Broker-Dealers
- Introducing Firms
- Clearing and Self Clearing Firms
- High Frequency Trading Firms
- Insurance and Bank-Affiliated Firms
- Institutional Broker-Dealers
- Investment Banks
- Wholesalers & Third Party Marketers
- On-line Broker-Dealers
Our team is made up of experienced industry practitioners, not career consultants. To learn more about Oyster’s services, please complete our contact form or call us at (441) 541-5036 and we will be happy to help you.