DOL Fiduciary Rule Change Webinar Recording Now Available

On August 31, 2016 Oyster Consulting presented the first in a series of webinars addressing the new Department of Labor Fiduciary Rule. During the webinar “Anatomy of a Risk Assessment: Preparing for the DOL Fiduciary Rule Change,” Oyster Consulting experts Evan Rosser, Ami Shah and Bob Tuch shared: Key components of the DOL Rule; Important… READ MORE

Oyster Consulting (Bermuda) Ltd. Hosts Regulatory Compliance Seminar

Oyster Consulting (Bermuda) Ltd hosted its inaugural Regulatory Compliance Seminar on 26th July 2016. Panelists discussed changes to Bermuda’s Anti-Money Laundering/Anti-Terrorist Financing requirements, Cybersecurity and Conducting Investment Advisory Business in the U.S. “Over the past year,” said Oyster Consulting (Bermuda) Consultant Henry Komansky, “Bermuda has been updating its legislation to address gaps in the AML/ATF… READ MORE

Henry Komansky, JD of Oyster Consulting (Bermuda) Ltd. Presents Continuing Legal Education Lecture

Oyster Consulting (Bermuda) Ltd. lecture discussed Bermuda’s new Anti-Money laundering/Anti-Terrorist Finance audit requirements     Oyster Consulting (Bermuda) Ltd. Consultant Henry M. Komansky, J.D., presented his second CLE lecture to the Bermuda Bar Association on 6th April 2016 to discuss changes to Bermuda’s Anti-Money Laundering/Anti-Terrorist Financing requirements. On 1 January 2016, the long-pending Bermuda Proceeds of… READ MORE

NSCP & Oyster Consulting Webinar: The MCDC Initiative

On June 18, 2015, the SEC released its first settlements with municipal securities underwriters on their continuing disclosure obligations under SEC rule 15c2-12, also known as “MCDC”. These come after firms self-reported violations of compliance with the rule last fall. It is estimated that hundreds of additional settlements may be in process. Join us on… READ MORE